Independent Financial Adviser

Job Description

IRC is proud to be recruiting for an experienced Independent Financial Adviser on behalf of our client, a very well respected financial and professional services firm to join their busy team in Aberdeen on an EMPLOYED basis.

KEY RESPONSIBILITIES

  • Management of existing clients in accordance with the firm’s business plan and procedure
  • Provide ongoing service to an existing client bank
  • Build on existing client bank by adding new clients from a variety of resources
  • Ensure suitable recommendations are made to existing and new clients
  • Exhibit compliant behaviour at all times and maintain firm procedures when dealing with existing and new clients
  • Ensure a current Statement of Professional Standing (SPS) is held at all times
  • Attain and maintain level of competence, performance and compliance as required by the firm
  • Ensure relevant CPD is maintained and recorded accurately

Requirements

QUALIFICATIONS

Essential

  • The requisite technical knowledge and qualification (e.g. QCA Level 4 exams)
  • Experience in a previous Financial Adviser role- 2 years qualified as an absolute minimum