Independent Financial Planner

Job Description

Our client, a very well established and respected provider of financial planning in West Yorkshire and Manchester is looking for an experienced Independent Financial Adviser to join their team in Huddersfield.

The ideal candidate will be responsible for providing independent financial advice to an existing book of clients in a professional and compliant manner.

This an employed position with an existing book of clients provided.

KEY RESPONSIBILITIES

  • Management of existing clients in accordance with the firm’s business plan and procedure
  • Provide ongoing service to an existing client bank
  • Build on existing client bank by adding new clients from a variety of resources
  • Ensure suitable recommendations are made to existing and new clients
  • Exhibit compliant behaviour at all times and maintain firm procedures when dealing with existing and new clients
  • Ensure a current Statement of Professional Standing (SPS) is held at all times
  • Attain and maintain level of competence, performance and compliance as required by the firm
  • Ensure relevant CPD is maintained and recorded accurately

QUALIFICATIONS

· The requisite technical knowledge and qualification (e.g. QCA Level 4 exams)

· Experience in a previous Financial Adviser role- 2 years qualified as an absolute minimum

Desirable

· Working towards Chartered Financial Planner status

 

KNOWLEDGE

· The requisite technical knowledge and qualification (e.g. QCA Level 4 exams)

· Detailed knowledge and understanding of the compliance procedures including record keeping requirements

The successful applicant will be rewarded with a basic salary of up to £60k as well as an excellent bonus scheme with no validation.

If you are an experienced IFA and are looking to work with a well-respected firm of likeminded professionals, please apply today and we will be in touch to discuss your application.